Swimming to Chicago by David-Matthew Barnes

Effective 06/30/92 -Comply with undertakings never to seek registration with the Commission in any capacity and never to engage in any activity that would require such registration.Įffective 01/01/99 -Permanently prohibited from trading on or subject to the rules of any contract market, and all contract markets shall refuse trading privileges. Effective 01/06/03 -Prohibited from trading on or subject to the rules of any registered entity and all registered entities shall refuse its privileges thereon.Įffective 06/30/92 -Registration as a commodity pool operator revoked. Effective 01/06/03 -Shall not act in any capacity requiring registration with the Commission or exempt from registration, except as provided in Section 4.14(a)(9) of the Commission's Regulations.

Effective 01/06/03 -Shall not act in any capacity or affiliate in any way with any individual or entity that is registered, is required to be registered, or is exempt from registration with the Commission, except as provided for in Section 4.14(a)(9) of the Commission's Regulations. Effective 01/06/03 -Shall not apply for registration, seek exemption from registration, engage in any activity requiring registration or exemption from registration, except as provided for in Section 4.14(a)(9) of the Commission's Regulations. Check Registration & Disciplinary HistoryĮffective 01/06/03 -Shall not engage in, control, or participate in any manner in the solicitation, trading, transmission or execution of commodity futures contracts, options on commodity futures contracts, or options on foreign currency as a counterparty or for or on behalf of any person or entity.

Swimming to Chicago by David-Matthew Barnes